Important Privacy Choices

Harborview Investments firmly believes that it is of utmost importance to not only protect private customer information in a secure environment, but also, to foster our customers’ trust. Therefore we would like to explain how we guard your private information. Please take a moment to review the following information concerning our privacy policy, and feel free to call our us at (877)-550-4900 if you have any questions or concerns. We are committed to our efforts to service our customers, and we value the trust that you have placed in Harborview Investments.

The Information We Collect About You

In order to service your account, it is necessary that we collect nonpublic, personal information. Such information includes, but is not restricted to, information from consumer reporting agencies and information services (to check credit history and to confirm identity), from forms and applications (including items such as Social Security number, phone number, name, income, and assets), and from the transaction history on your account (checking items such as balances and trading history).

Our Privacy Policy

Harborview Investments will not disclose nonpublic, personal information about our customers (and former customers) except as required by law and regulation. Provided it is necessary to effect, administer, or enforce certain transactions related to a customer account, we may disclose such information to our clearing firms and other providers of securities products (such as third-party vendors of advisory services and issuers of securities). We will not disclose or utilize private information for any purpose other than the purpose for which you originally disclosed the information to us. Many of our customers enjoy close relationships with their representatives, and in most cases these relationships take precedence over the customers’ relationship with Harborview Investments. In the event that your financial advisor leaves Harborview Investments, we assume that you would want your financial advisor to take your information with him or her to their new firm in order to service your account. If that is your choice, you must provide written permission to your financial advisor. Thank you again for placing your trust in Harborview Investments and we appreciate the opportunity to service your account.

Legal Disclamer

Nothing on this web site should be considered a solicitation to buy or an offer to sell shares of any mutual fund in any jurisdiction where the offer or solicitation would be unlawful under the securities laws of such jurisdiction. The use of the Harborview Investments web site is at your own sole risk. Information is provided on an “as is” and “as available” basis. Harborview Investments makes no warranty that information will be uninterrupted, timely, secure or error free. This web site is published solely for informational purposes and is not to be construed as a solicitation or an offer to buy or sell any securities or related financial instruments. References made to third parties are based on information obtained from sources believed to be reliable but are not guaranteed as being accurate. Visitors should not regard it as a substitute for the exercise of their own judgment. Any opinions expressed in this site are subject to change without notice and Harborview Investments is not under any obligation to update or keep current the information contained herein. Harborview Investments accepts no liability whatsoever for any loss or damage of any kind arising out of the use of all or any part of this material. Our comments are an expression of opinion. While we believe our statements to be true, they always depend on the reliability of our own credible sources. We recommend that you consult with a licensed, qualified investment advisor before making any investment decisions. Trademarks and service marks herein are their owners’ property. Third-party data providers make no warranties or representations of the accuracy, completeness, or timeliness of their data and shall not have liability for any damages relating to such data. This report or portions of it may not be reprinted, sold or redistributed without the written consent of Harborview Investments. Additional information on recommended securities is available on request. Diversification does not ensure a profit or guarantee against a loss. There is no assurance that any investment strategy will be successful. Investing involves risk and you may incur a profit or a loss.

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1 City Center 8th Floor
Portland, ME 04101